Compliance, Financial Crime and Risk

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Insurance Compliance Officer, based in Sevenoaks or London

£50k - City of London

Job description

You will be joining an insurance firm who has a large portfolio of innovative products, targeted directly towards corporate, legal and financial organisations in a business-to-business environment. The firm currently has an exciting opportunity for a Compliance Officer to join their Compliance team.



Key responsibilities:

  • Assist in the delivery of the Compliance business plan
  • Undertake and coordinate all compliance monitoring activities across the business, Appointed Representatives and agents
  • Monitor new regulatory mandates, rules and requirements, ensure that compliance policies are kept up to date and that revisions are disseminated in a timely manner


  • Design and implement compliance training and educational programmes; actively participate in management training, including new starter induction programmes

  • Assist in the oversight of compliance processes to ensure appropriate advice in relation to regulatory matters is provided to the business in an effective and efficient manner

  • Provide advice on compliance with applicable laws and regulations to the business, for example in the form of policies and procedures or written updates

  • Assess the possible impact of any regulatory development on the operations of the business and work with the business with regard to compliance

  • Be a point of contact for managers and employees regarding compliance related queries

· Provide regulatory assistance with projects as they arise including the implementation and monitoring of the internal systems and controls after completion of the projects to ensure controls are maintained 

  • Review and assist with the sign off of financial promotions and advertising literature

  • Provide advice and guidance on how to remain compliant within appropriate current FCA, PRA, DPA/GDPR and Financial Crime regulations including Financial Sanction requirements for the UK

  • Keep up to date on any changes to the regulatory General Insurance rules and regulations and assist with their implementation and provide plain English version of the regulations where appropriate

  • Conduct compliance monitoring reviews and audits based on audit schedule and ad hoc requirements as required by the Internal Auditor or line manager



Although our team do try to respond to all applications, unfortunately this is not always possible.  Therefore, should we not have contacted you within 5 days of your application you have not been successful on this occasion.


For more information contact Mark Holmes

Managing Director
Phone: 01732 746 668
Email Mark

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