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Client On-Boarder and Client Advisor Support

up to £40k - City of London

Our client provides wealth management advisory services to high-net worth clients. The role is provide support for the Client Onboarder and the Client Advisors primarily within the client take-on process. You must be detail orientated and can expect a diverse range of clients to onboard with regards to source of wealth, family/trust/corporate structures, tax residency and particular requirements for each client. In particular you will be expected to:

  1. adhere to pre-defined and devlop where possible the policies and procedures, processes and tools for KYC data and controls, due diligence controls, client review ad workflow and controls
  2. ensure there is a seamless client take-on
  3. support the onboarder with the data amendment process
  4. support the onboarder in evolving processes, procedures and tools to support regulatory change, evolving proposition and efficiencies in client experience.

 

Although our team do try to respond to all applications, unfortunately this is not always possible.  Therefore, should we not have contacted you within 5 days of your application you have not been successful on this occasion.

 

For more information contact Jemma Graffin

Senior Consultant, Regulatory Consulting
Phone: 01732 746 668
Email Jemma

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